Tartibga soluvchi profili · AU
ASIC — Australian Securities and Investments Commission
KuzatuvchiBrokerlist Editorial · Mustaqil sharh jamoasiYangilangan
Australian Securities and Investments Commission (ASIC) — kompaniyalar, bozorlar, moliyaviy xizmatlar va isteʼmol kreditlari uchun Avstraliyaning integratsiyalashgan regulyatori.
- Yurisdiksiya
- Avstraliya · Barcha shtatlar va hududlar.
- Tashkil etilgan
- 1998
- Vakolatlar
- Australian Securities and Investments Commission Act 2001 ga binoan tashkil etilgan va Moliya vazirligi orqali parlamentga hisobot beradi. Corporations Act 2001 va National Consumer Credit Protection Act 2009 ni amalga oshiradi.
- Iste'molchilarni himoya qilish
- Australian Financial Services Licence (AFSL) egalari mijoz mablagʻlarini tasdiqlangan Avstraliya depozit muassasasidagi alohida ishonchli hisobda saqlashi shart. Broker mablagʻlari uchun davlat kafolat tizimi yoʻq; himoya firmaning professional javobgarlik sugʻurtasiga va tashqi nizolarni hal qilish mexanizmiga bogʻliq.
- Chakana leveraj cheklovlari
- 2021-yil 29-martdan boshlab noprofessional CFD mijozlari uchun leveraj cheklangan: asosiy FX juftliklari uchun 1:30, ikkinchi darajali/oltin uchun 1:20, tovarlar va indekslar uchun 1:10, kripto uchun 1:2 va aksiyalar uchun 1:5. Salbiy balans himoyasi va standartlashtirilgan marja chaqiruvi qoʻllaniladi.
- Ommaviy reyestr
- ASIC Connect AFS litsenziya raqamlari, vakillar va taqiqlangan shaxslarni bepul qidirishni taklif qiladi. Yozuvlar ruxsatnoma doirasi va mumkin boʻlgan shartlarni oʻz ichiga oladi. Reyestrni ochish ↗
- Nizolarni hal qilish
- Hal qilinmagan shikoyatlar 2018-yil noyabridan moliyaviy xizmatlar uchun yagona tashqi nizolarni hal qilish mexanizmi boʻlgan Australian Financial Complaints Authority (AFCA) ga yuboriladi. AFCA qarorlari muayyan chegaralargacha firma uchun majburiydir.
- Tahririy eslatmalar
- ASIC shubhali ruxsatsiz firmalar haqidagi ogohlantirish roʻyxatlarini eʼlon qiladi va taqiqlangan shaxslarning ommaviy maʼlumotlar bazasini yuritadi.
ASIC litsenziyasiga ega kuzatilayotgan brokerlar
2 broker- 06
06AvaTrade
ASICFSCACBIBVIAvaTrade da hisob ochish →- Oʻrtacha spred
- 0.90pip
- Bir lot uchun xarajat
- $9.00
- Eng kam depozit
- $100
- Eng koʻp leveraj
- 1:400
Broker tomonidan eʼlon qilingan odatiyKomissiyasizEU/UK/AU retail: 1:30 · FSCA / BVI entities: up to 1:4006 yurisdiktsiyada tartibga solinadi · Faqat spred narxlash, 0.9 pip = taxminan $9/lot aylanma — bir xil hajmda ECN/Raw brokerlardan kengroq
Mos keladi, agar:Siz AU yoki EI chakana savdosiz va 20 yillik ish tarixi bilan ikki tomonlama CBI + ASIC qamrovini xohlaysizPlatformalarMetaTrader 4, MetaTrader 5, AvaOptions, DupliTradeFounded in 2006 · Verified 1-iyn, 2026
- 07
07XM Group
ASICCySECIFSCXM Group da hisob ochish →- Oʻrtacha spred
- 1.30pip
- Bir lot uchun xarajat
- $13.00
- Eng kam depozit
- $5
- Eng koʻp leveraj
- 1:1000
Broker oraligʻining oʻrtasiKomissiyasizEU/AU retail: 1:30 · XM Global (offshore entity): up to 1:1000$5 eng kam — qulay kirish · Standard hisob EUR/USD spredlari 1.0–1.6 pip (broker tomonidan eʼlon qilingan oraliq) + $0 komissiya ≈ $13/lot — bu roʻyxatdagi eng qimmatlardan biri
Mos keladi, agar:Ro'yxatimizdagi eng past ishqalanish kirishini xohlaysiz — minimum depozit $5PlatformalarMetaTrader 4, MetaTrader 5, Web TraderFounded in 2009 · Verified 1-iyn, 2026
Frequently asked
- How do I verify a broker is ASIC-regulated?
- Search the AFSL register at connectonline.asic.gov.au using the licence number or firm name. Each record shows status, authorised activities (look for "deal in derivatives" or "issue derivatives" for FX/CFD providers) and any conditions or licence restrictions.
- Is there a compensation scheme for Australian retail clients?
- No statutory deposit-insurance scheme equivalent to FSCS. Client funds must be segregated in trust accounts at APRA-regulated banks under client-money rules. AFCA can award up to AUD 500,000 binding on the firm in dispute resolution, but fund recovery from a failed firm depends on segregation and trust-account integrity.
- What changed after the 2021 ASIC product-intervention order?
- Effective 29 March 2021, retail leverage was capped (1:30 majors, down from typical 1:500), negative balance protection became mandatory, marketing inducements for retail account opening were banned, and ASIC gained a 5-year intervention power renewed in 2022. The order is currently extended to 2027.
- Can ASIC-licensed brokers serve non-Australian clients?
- Yes, an AFSL can support international onboarding, but most large groups use offshore entities (Vanuatu, Bahamas, Saint Vincent) to escape ASIC retail leverage caps for non-Australian clients. Verify which entity actually onboards you when opening an account — the Australian entity has stronger consumer protections.
- What's on ASIC's Investor Alert List?
- ASIC maintains a public list of unlicensed companies that have solicited Australian residents. The list focuses on cold-call scams, unregistered offshore forex providers and clone firms impersonating legitimate ASIC licensees. ASIC actively investigates and obtains injunctions against the most active offenders.